In probability, math contests, and programming contests, we often need to count. Here, I'll write about a few cases that I see pretty often. Before we jump into things, recall the binomial coefficient and various ways of calculating it: $$ {n \choose k} = \frac{n!}{n!(n-k)!} = {n - 1 \choose k } + {n - 1 \choose k - 1 }, $$ where $n \geq k$ and is $0$ if $n < k.$ Thus, we compute the binomial coefficient with dynamic programming by using a triangular array: \begin{matrix} 1 \\ 1 & 1 \\ 1 & 2 & 1\\ 1 & 3 & 3 & 1\\ 1 & 4 & 6 & 4 & 1\\ \vdots & \vdots & \vdots & \ddots & \ddots & \ddots \end{matrix} where if we define $$ X_{n,k} = \begin{cases} {n \choose k}, &k \leq n \\ 0, &k > n, \end{cases} $$ then ${n \choose k} = X_{n,k} = X_{n-1,k} + X_{n-1,k-1}.$

We will see that we can count many things in this manner.

From $n$ objects with replacement

Some cases when we draw from $n$ objects with replacement are an infinite deck of cards, assigning types or categories, or drawing from $\{1,2,3,4,5,6\}$ by rolling a dice.

Ordered set of $k$ objects

If we are sampling $k$ objects from $n$ objects with replacement, each of the $k$ objects has $n$ possibilities. Thus, there are are $\boxed{n^k}$ possibilities.

For example, if $k$ distinct people are buying from a selection of $n$ ice cream flavors, there are $n^k$ different ways, this group of people can order. Another common situation is a sequence of $k$ bits. In this case $n = 2,$ so there are $2^k$ possible sequences.

Unordered set of $k$ objects

Another way to think of this is putting $k$ balls into $n$ bins, where the balls are not distinct. The method for solving this problem is also known as stars and bars.

Imagine each ball as a star, so we have $k$ of them. Along with the stars we have $n - 1$ bars. Now arrange these $(n-1) + k$ objects in any order. For example, take $$\star\star \mid \mid \star \mid \star\star\star.$$ This order would correspond to $2$ balls in the bin $1$, $0$ balls in bin $2$, $1$ ball in bin $3$, and $3$ balls in bin $4$. Thus, we have $(n-1 + k)!$ orderings if the objects were distinct. Since the $k$ balls and $n-1$ bars are identical, we divide by $(n-1)!$ and $k!$. Thus, the number of possible sets is $$ \frac{(n-1 + k)!}{(n-1)!k!} = \boxed{{n + k - 1\choose k}.} $$

From $n$ objects without replacement

This scenario common occurs where we have a finite collection of objects such as a deck of cards.

Unordered set of $k$ objects

We might see this situation when counting the number of $5$-card hands in poker for instance. The order that you draw the cards doesn't matter.

If we have $n$ cards, for the first card there are $n$ possibilities. For the next card, there are $n-1$ possibilities. Thus, if we draw $k$ cards, we have $n(n-1)\cdots(n-k+1) = n!/(n-k)!$ possible draws. Since the order doesn't matter, we divide by $k!.$ Thus, the count is $$\frac{n!}{(n-k)!k!} = \boxed{{n \choose k}.}$$

This makes the formula $${n \choose k} = {n-1 \choose k} + {n - 1 \choose k -1}$$ for computing the binomial coefficient intuitive. Imagine trying to choose $k$ objects from $n$ objects. We can either include or not include the $n$th object. If we don't include the $n$th object we choose $k$ objects from the first $n-1$ objects, which gives us the ${n-1 \choose k}$ term. If we do include the $n$th object then, we only choose $k-1$ objects from the first $n-1$ objects, which gives us the ${n-1 \choose k - 1}$ term.

Another common use of the of binomial coefficient is counting paths. Suppose we are on a grid, we can only make right and down moves, and we are trying to get from $A$ to $B$, where $B$ is $k$ moves to the right and $l$ moves downward. Our set of $n = k + l$ objects is $\{1, 2,\ldots,n\}.$ We choose $k$ indices to make a right move, and the rest of the moves will be down. Then, the number of paths is ${n \choose k}.$

Ordered set of $k$ objects

In this case, we care about the order of the cards we draw. From the discussion above, it's calculated the same way as an unordered set of $k$ objects except we don't divide by $k!$, so the number of possible draws is $$ n(n-1)\cdots(n-k+1) = \boxed{\frac{n!}{(n-k)!} = (n)_k,} $$ where the I have used the Pochhammer symbol to denote the falling factorial.

Recontres Numbers

These count the number of permutations with a certain number of fixed points. A permutation on $n$ elements is an element of the symmetric group $S_n$. For those without a background in algebra, it is essentially a way of rearranging $n$ objects. From our discussion of above, there are $n!$ ways to do so. For example, $$\sigma = \begin{pmatrix} 1 & 2 & 3 & 4\\ 3 & 2 & 4 & 1\\ \end{pmatrix}$$ reorders $(1,2,3,4)$ as $(3,2,4,1)$. $\sigma$ can be thought of as a function $\sigma(1) = 3$, $\sigma(2) = 2$, $\sigma(3) = 4$, and $\sigma(4) = 1$. Since for only $x = 2$ do we have $\sigma(x) = x$, there is only $1$ fixed point.

Now let $D_{n,k}$ be the number of permutations of $n$ objects with $k$ fixed points. Let $D_{0,0} = 1$. Clearly, $D_{1,0} = 0$ since $\sigma(1) = 1$ is the only possible permutation for $n = 1.$ Then, we have the recursive formula for $k > 0$ $$ D_{n,k} = {n \choose k}D_{n-k,0}, $$ which can be thought of as taking an unordered set of $k$ points to be fixed from $\{1,2,\ldots,n\}$, hence the ${n \choose k}$. For the remaining $n - k$ points, we have no fixed points because we want exactly $k$ fixed points.

So if we know $D_{0,0}, D_{1,0},\ldots,D_{n,0}$, we can calculate $D_{n+1,1}, D_{n+1,2},\ldots, D_{n+1,n+1}$. Then, for $k = 0$, since there are $(n+1)!$ total permutations, we have that $$ D_{n+1,0} = (n+1)! - \sum_{k=1}^{n+1}D_{n+1,k}. $$ There's a better way to calculate $D_{n,0}$, though, which I learned at CTY. These permutations with no fixed points are called derangements. Clearly, $D_{0,0} = 1$ and $D_{1,0} = 0$.

Now assume $n \geq 2$. Focus on element $n$. A permutation can be thought of as disjoint cycles. Recall the notation in abstract algebra, where we may write $$\sigma = \begin{pmatrix}1 & 2 & 3\end{pmatrix}\begin{pmatrix}4 & 5\end{pmatrix}\in S_5,$$ which gives us $2$ cycles, one of length $3$ and the other of length $2$. A cycle of length $1$ is a fixed point, so $n$ is part of a cycle of length $2$ or more than $2$. In the case that $n$ is part of a cycle of length $2$, there are $n-1$ options for the other element in the cycle. The number of ways to permute the remaining elements is $D_{n-2,0}$. In the case that $n$ is part of a cycle of length greater than $2$, we can consider permuting the first $n-1$ elements with no fixed points. For each such permutation, we have $n - 1$ elements after which we can insert element $n$, so it becomes part of an existing cycle. In this way, we have that $$ D_{n,0} = (n-1)\left(D_{n-1,0} + D_{n-2,0}\right). $$

Again, we have a triangular array \begin{matrix} 1 \\ 0 & 1 \\ 1 & 0 & 1\\ 2 & 3 & 0 & 1\\ 9 & 8 & 6 & 0 & 1\\ \vdots & \vdots & \vdots & \ddots & \ddots & \ddots \end{matrix}

One helpful way to visualize this process that I like is to imagine a dance class with $n$ couples. After each dance everyone has to find a new partner. There are $D_{n,k}$ ways that $k$ couples stay the same.

Bell Numbers

The Bell numbers count the ways to partition a set. Consider the set $S = \{1,2,3\}$. The possible nonempty subsets are $\{1\}$, $\{2\}$, $\{3\}$, $\{1,2\}$, $\{2,3\}$, $\{1,3\}$, and $\{1,2,3\}$. A partition would be a group of disjoint nonempty subsets such that each element of $S$ is an element of some subset in the partition. Thus, our partitions are $\left\{\{a\},\{b\},\{c\}\right\}$, $\left\{\{a\},\{b,c\}\right\}$, $\left\{\{a, c\},\{b\}\right\}$, $\left\{\{a, b\},\{c\}\right\}$, and $\left\{\{a, b,c\}\right\}$.

Let $B_n$ be number of ways to partition a set of $n$ objects. $B_0 = 1$, $B_1 = 1$, $B_2 = 2$ and $B_3 = 5$ for example. In general to calculate $B_{n+1}$, we have the recurrence relation $$ \boxed{B_{n+1} = \sum_{k=0}^n{n \choose k}B_{n-k} = \sum_{k=0}^n{n \choose k}B_{k}} $$ since ${n \choose k} = {n \choose n-k}$. To see this, consider partitions of the set $\{1,2,\ldots,n,n+1\}$. In the partition there is a subset that contains $n+1$, say $S$. We can have $|S| = k + 1 \in \{1,2,\ldots,n,n+1\}$. Clearly, $n+1 \in S$. Choosing the other $k$ elements of $S$ amounts to selecting an unordered set from $\{1,2,\ldots,n\}$, hence the ${n \choose k}$ factor in each term. For the remaining $n + 1 - (k+1) = n - k$ objects there are $B_{n-k}$ ways to partition them. Thus, we have the terms ${n \choose k}B_{n-k}$. We avoid double counting since the partitions corresponding to each term are disjoint because $n+1$ is in a subset of different size.

Catalan Numbers

Consider strings of $n$ $0$s and $n$ $1$s, so the string has length $2n$. Call this set $\Omega^{2n}$. Let $C_n$ be the number of such strings where no initial substring has more $1$s than $0$s. Formally, $$C_n = \left|\left\{ X = (x_1,x_2,\ldots,x_{2n}) \in \{0,1\}^{2n} : \sum_{i=1}^{2n} x_i = n, \sum_{i=1}^k x_i \leq \frac{k}{2}, \forall k \in \{1,2,\ldots,2n\}\right\}\right|.$$ $C_n$ is the $n$th Catalan number.

To calculate these numbers first note that $C_0 = 1$ and that every $X \in \Omega^{2(n+1)}$ for $n \geq 1$ can be written $$X = (0,X_1,1,X_2),$$ where $X_1$ and $X_2$ are elements of of $\Omega^{2k}$ and $\Omega^{2(n-k)}$, respectively for some $k \in \{0,1,\ldots,n\}$. Such a form is unique. To see this, let $X = (x_1,x_2,\ldots,x_{2n},x_{2n+1},x_{2n+2})$. Note that by the defintion, the first number in the string must be a $0$. Since the total numbers of $0$s and $1$s in the sequence must be equal, there exists an even index $j$ such that $\sum_{i=1}^j x_i = j/2$. Fix $j$ to be the smallest such index. We must have that $x_j = 1$ since otherwise the defintion would have been violated as $\sum_{i=1}^{j-1}x_i = j/2 > (j-1)/2$.

Then, we'll have $$X = (x_1 = 0,X_1,x_j = 1,X_2),$$ where $X_1$ is a string of length $2k = j-2$ and $X_2$ has length $2n + 2 - j = 2n-2k$. We show that $X_1 \in \Omega^{2k}$ and $X_2 \in \Omega^{2(n-k)}$. Since there are an equal number of $0$s and $1$s at index $j$, $X_1$ must have an equal number of $0$s and $1$s. If at any point $1 \leq l \leq 2k$, we have that $\sum_{i=2}^{l + 1}x_i > l/2$ then $\sum_{i=1}^{l+1}x_i \geq (l+1)/2$, which implies that $X \not\in \Omega^{2(n+1)}$ or that there is an index smaller than $j$ such that the initial substring has an equal number of $0$s and $1$s since $l+1 \leq j-1$. Both are a contradiction so we have $X_1 \in \Omega^{2k}$. Showing $X_2 \in \Omega^{2(n-k)}$ is similar. We have that $X_2$ must have an equal number of $0$s and $1$s in order for the whole string to have an equal number of $0$s and $1$s. If for any $1 \leq l \leq 2(n-k)$, we have that $\sum_{i=j+1}^{j+l}x_i > l/2$, then $$ \sum_{i=1}^{j+l}x_i = \sum_{i=1}^{j}x_i + \sum_{i=j+1}^{j+l}x_i = \frac{j}{2} + \sum_{i=j+1}^{j+l}x_i > \frac{j}{2} + \frac{l}{2} = \frac{j+l}{2}, $$ which implies that $X \not\in \Omega^{2(n+1)}$, which is a contradiction.

Thus, we have our desired result that $X = (x_1 = 0,X_1,x_j = 1,X_2)$, where $X_1 \in \Omega^{2k}$ and $X_2 \in \Omega^{2(n-k)}$, where $k \in \{0,1,\ldots,n\}$. Varying $k$, we come upon the recurrence relation $$\boxed{C_{n+1} = \sum_{k=0}^nC_kC_{n-k}.}$$ This is a pretty nice solution, but we can actually do better and find a closed-form solution.

Consider the generating function $$ c(x) = \sum_{n=0}^\infty C_nx^n = 1 + \sum_{n=1}^\infty C_nx^n = 1 + x\sum_{n=0}^\infty C_{n+1}x^n. $$ Substituting in the recurrence relation, for $C_{n+1}$, we have that \begin{align*} c(x) &= 1 + x\sum_{n=0}^\infty C_{n+1}x^n = 1 + x\sum_{n=0}^\infty \sum_{k=0}^nC_kC_{n-k}x^n \\ &= 1 + x\sum_{n=0}^\infty x^n\sum_{k=0}^nC_kC_{n-k} = 1 + x\left[\sum_{n=0}^\infty C_n x^n\right]^2 \\ &= 1 + x[c(x)]^2. \end{align*} Solving for $c(x)$ with the quadratic formula, we find that $$ c(x) = \frac{1 \pm \sqrt{1-4x}}{2x} = \frac{2}{1\mp\sqrt{1-4x}}. $$ Since $c(0) = 1$, $$\displaystyle c(x) = \frac{1 - \sqrt{1-4x}}{2x} = \frac{1}{2x}\left(1 - \sqrt{1-4x}\right).$$

Consider the Taylor series of $f(y) = \sqrt{1+y}.$ By induction, $$f^{(n)}(y) = (-1)^{n+1}\frac{\prod_{k=0}^{n-1}(2k-1)}{2^n}(1+y)^{-(2n-1)/2} \Rightarrow f^{(n)}(0) = (-1)^{n+1}\frac{\prod_{k=0}^{n-1}(2k-1)}{2^n}.$$ Moreover, \begin{align*} f^{(n)}(0) &= (-1)^{n+1}\frac{\prod_{k=0}^{n-1}(2k-1)}{2^n} = (-1)^{n+1}\frac{\prod_{k=0}^{n-1}(2k-1)}{2^n}\cdot \frac{2^n n!(2n-1)}{2^n n!(2n-1)} \\ &= \frac{(-1)^{n+1}}{4^n(2n-1)}\frac{(2n)!}{n!}. \end{align*}

Thus, we have that $$ f(y) = \sqrt{1+y} = 1 + \sum_{n=1}^\infty \frac{(-1)^{n+1}}{4^n(2n-1)}\frac{(2n)!}{n!n!}y^n, $$ so we have \begin{align*} c(x) &= \frac{1}{2x}(1 + f(-4x)) = \frac{1}{2x}\left(\sum_{n=1}^\infty \frac{(-1)^{n}}{4^n(2n-1)}\frac{(2n)!}{n!n!}(-4x)^n\right) \\ &= \frac{1}{2x}\left(\sum_{n=1}^\infty \frac{(-1)^{2n}}{(2n-1)}\frac{(2n)!}{n!n!}x^n\right) = \sum_{n=1}^\infty \frac{1}{2n(2n-1)}\frac{(2n)!}{(n-1)!n!}x^{n-1} \\ &= \sum_{n=1}^\infty \frac{1}{n}\frac{(2n-2)!}{(n-1)!(n-1)!}x^{n-1} = \sum_{n=1}^\infty \frac{1}{n}{2(n-1) \choose n-1 }x^{n-1} \\ &= \sum_{n=0}^\infty \frac{1}{n+1}{2n \choose n}x^{n} = \sum_{n=0}^\infty C_nx^{n}, \end{align*} so $\displaystyle \boxed{C_n = \frac{1}{n+1}{2n \choose n}.}$


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Philip Pham

Recontres numbers came up when counting how many ways to rearrange letters in the alphabet such that no letter is in the right spot. See How can you arrange 26 letters of the alphabet so that no letter is in the right spot?